Jumpstart Our Business Startups Act (JOBS ACT) Contains Executive...
Update (2:45 PM): As expected, President Obama has signed the JOBS Act into law. The JOBS Act is expected to be signed by President Obama today. According to the Act, it is intended: To increase...
View ArticleExecutive Compensation – 2012 Year-End Compliance and 2013 Planning
It’s that time of year again! Time to ensure year-end executive compensation deadlines are satisfied and time to plan ahead for 2013. Below is a checklist of selected executive compensation topics...
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The Moench Presumption is Dead – Long Live the Dudenhoeffer Presumption
On June 25, 2014, a unanimous United States Supreme Court weighed in on the legal standards applicable in stock drop cases in Fifth Third Bancorp v. Dudenhoeffer. Facts. Beginning in 2007, Fifth Third...
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Upcoming Equity Plan Proposal? ISS Invites U.S. Companies to Verify Equity...
Institutional Shareholder Services, or ISS, invites U.S. companies to verify the data it uses to evaluate proxy statement equity plan proposals. ISS previously announced a move to a “balanced...
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Something Else to Concern Plan Fiduciaries – The Floating NAV Rule
According to the Investment Company Institute, approximately 18%% of all mutual fund assets are invested in money market mutual funds. An even higher percentage reflects the investment in money market...
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Proposed Rule Would Make No-Fault Clawbacks Mandatory for Public Companies
Last week the Securities and Exchange Commission (SEC) proposed a new Rule 10D-1 that would direct national securities exchanges and associations to establish listing standards requiring companies to...
View ArticleDodd-Frank SEC Guidance Executive Compensation – Status
With all the rulemaking required under the Dodd-Frank Act, it can sometimes be hard to keep up with the status of the various rules. Below is a handy chart that details the current status of the...
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